CSI CSC1 : Canadian Securities Course Exam 1

  • Exam Code: CSC1
  • Exam Name: Canadian Securities Course Exam 1
  • Updated: Oct 02, 2026
  • Q & A: 100 Questions and Answers

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About CSI CSC1 Exam

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CSI CSC1 Exam Syllabus Topics:

SectionObjectives
Equity Securities- Common and preferred shares
  • 1. Market indices and trading basics
    • 2. Equity valuation fundamentals
      Canadian Financial Markets and Economic Environment- Structure of capital markets and financial system
      • 1. Money markets and capital markets overview
        • 2. Primary and secondary markets functions
          - Economic fundamentals
          • 1. Macroeconomic indicators and cycles
            • 2. Monetary policy and fiscal policy basics
              Fixed Income Securities- Debt instruments
              • 1. Interest rates and bond pricing basics
                • 2. Bonds and debentures characteristics

                  CSI Canadian Securities Course Exam 1 Sample Questions:

                  Question #1

                  Assume the Government of Canada issues new fixed-incomesecurities with an original term to maturity sixmonthsthat does not pay interest, which type of fixed-income securities were issued?

                  • A. Commercial paper
                  • B. Term deposits
                  • C. Treasury bills
                  • D. Guaranteed bonds
                  Reveal Solution  Discussion  0

                  Correct Answer: C  🗳️

                  Explanation: Only visible for VCETorrent members. You can sign-up / login (it's free).

                  Question #2

                  What is theImpact from a security price increase on the investorholding a long margin position?

                  • A. The Investor must provide additional funds to cover the price difference
                  • B. The investor must immediately pay interest on the excess margin amount
                  • C. The investor has access to additional funds from the account available for withdrawal.
                  • D. The investor will incur a loss equivalent lo the difference be-ween the purchase and sale price.
                  Reveal Solution  Discussion  0

                  Correct Answer: C  🗳️

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                  Question #3

                  What is the likely outcome attheend of a five-year term of a rate-reset preferred share if the issuer does not redeem the shares?

                  • A. The shareholder exchanges the rate-reset preferred share for afloating-rate preferred share
                  • B. The shareholder exchanges the rate-reset preferredshare for a specified number ofcommon shares.
                  • C. The shareholder exchanges the rate-reset preferred share for a fixed-rate preferred share.
                  • D. The shareholder exchanges the rate-reset preferredshare for an unsecured bond
                  Reveal Solution  Discussion  0

                  Correct Answer: A  🗳️

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                  Question #4

                  ABT Ltd. is currently trading at $65. An investor buys five ABT July 55 put options for $2each. Ignoring commissions, what price must ABT Ltd. common shares trade at for theinvestor to break even on her put options?

                  • A. $55
                  • B. $57
                  • C. $53
                  • D. $63
                  Reveal Solution  Discussion  0

                  Correct Answer: C  🗳️

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                  Question #5

                  What is the settlement date for Government of Canada bones?

                  • A. Two business days after the transaction
                  • B. One business day after the transaction
                  • C. Three business days after the transaction.
                  • D. same day me transaction takes place.
                  Reveal Solution  Discussion  0

                  Correct Answer: B  🗳️

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